FAQ’s

What is a Fee-Only Fiduciary Advisor?  How are you different from a Broker?

As a fee -only fiduciary advisor my focus is on YOU.  A fee-only advisor is the most transparent way to work with a financial advisor because you only pay for the advice you receive.  I do not sell you products that pay me a sales commission which is how a broker earns money. When I work with my clients, I am giving advice and recommendations based on what is best for your situation so there is no conflict of interest to sell you the highest commissioned product.  In my practice, profit isn’t my motive.  Instead, I have a passion to teach women how to invest and take more control over their financial lives. As a solo advisor, I can choose whether to serve 5 clients or 50 thus giving my clients the attention they deserve.

Where does my money go if I invest with you?

Schwabb serves as custodian for my clients’ investments. With over 1.3 Trillion in assets, you can take comfort in where your money is held. 

Who is watching over you if you are a solo advisor?

I am registered with the Washington State Securities Division and with The Financial Industry Regulatory Authority (FINRA).  FINRA is an independent, nongovernmental organization that writes and enforces the rules governing Registered Investment Advisor firms in the United States. Its stated mission is "to safeguard the investing public against fraud and bad practices." In addition, as a CFP professional, I am held to a strict standard of fiduciary responsibility by the CFP professional board.

What is your security protocol?

I take your privacy very seriously.  I follow a 16-point Cybersecurity plan.  I also have a privacy policy protecting my client’s information.

What licenses and certifications do you have?

  1. I am a Registered Investment Advisor licensed through the State of Washington. 

  2. I took the Series 65 law exam administered by FINRA.

  3. I am a Certified Financial Planner Professional,